FULL-TIME ACCOUNTING CLERK
Company: Core Compliance & Legal Services, Inc.
Location: San Diego
Posted on: October 23, 2024
Job Description:
Position Available: Full-Time Compliance ManagerCore Compliance
& Legal Services, Inc.--- ("Core Compliance"), an industry leading
firm specializing in compliance consultation for SEC registered
RIAs, is in search of a Compliance Manager to maximize productivity
of the professional team and deliver an outstanding customer
experience. Our "why" at Core Compliance is to protect people's
dreams by delivering compliance services designed to safeguard
investors and the businesses who serve them. We are seeking a
Compliance Manager who is enthusiastic about advancing in this
dynamic industry within a high-energy environment and driven by
bonuses tied to team performance.
All candidates should make sure to read the following job
description and information carefully before applying.
*Position to be based in San DiegoOur Position:The Compliance
Manager will be able to collaborate, take initiative, and drive
firm operations initiatives within our professional consulting
team. Top candidates will be able to not only understand our core
values, but also be able to demonstrate their exemplarily
leadership and understanding of profitability goals. The Compliance
Manager will report to our CEO, acting as liaison between the
consultant team and Executive Management. This qualified candidate
will be responsible for assisting with:
- Oversight of quality assurance and consistency in deliverables
and client experience
- Ongoing review and improvement of workflow, team efficiencies
and sales initiatives
- Implementation of Core Compliance strategic initiatives and
execution thereof
- Development of existing technologies, software and training
needs to deploy superb customer servicing and retention
- Oversight of KPIs and presentation of such to Executive
Management
- Management and deployment of new client deliverablesNOTE: This
description is not an exhaustive list of all role responsibilities,
skill and standards required. Other responsibilities, skills, and
standards may be added. Management reserves the right to add or
change the job requirements at any time.Qualifications:
- Bachelor's Degree or higher
- Minimum of five (5) years' experience in a management position
in a similar compliance or financial services role
- Proven track record of managing a team, complex systems and
budgets successfully
- A dedication to the client experience and the stability and
reliability of project deliverables
- Excellent verbal and written communication skills
- Exceptional leadership, ethics, problem solving and
understanding of systems and process improvement
- Strong understanding of how to leverage technology to improve
processes and team efficiencies
- Outstanding organizational and project management skills with
exceptional attention-to-detail
- Ability to manage multiple tasks and prioritize workload
- Must exercise initiative and be able to collaborate in a team
environment
- Ability to build rapport and interface with sophisticated firm
clients
- Strong knowledge of Microsoft Office 365 programsWhat You'll
Get:
- A highly competitive salary, DOE
- Excellent benefits package and quarterly/annual bonus
opportunity
- Position advancement opportunities and continuing education
supportAbout UsAt Core Compliance & Legal Services, Inc.--- ("Core
Compliance"), we assist registered investment advisers,
broker-dealers, advisers to private funds, advisers to investment
companies, and financial professionals to ensure they are meeting
the complex regulations that heavily impact their business. From a
firm's initial registration to internal control development,
enhancement, and ongoing maintenance, we assist our clients in
enhancing the strength of their compliance programs. Growing at a
rapid pace, Core Compliance has achieved an impressive track record
of success in San Diego, San Francisco, and other markets. Core
Compliance is certified as an NWBOC (woman-owned business) and
headquartered out of San Diego, CA. "Our team is dedicated to
delivering quality, innovative, and value-driven consultation
services and providing superior customer support."
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Keywords: Core Compliance & Legal Services, Inc., National City , FULL-TIME ACCOUNTING CLERK, Accounting, Auditing , San Diego, California
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